Literature & Forms

Make check payable to: Oakmark Funds

Regular Mail:
Oakmark Funds, P.O. Box 219558, Kansas City, MO 64121-9558

For Overnight Delivery:
Oakmark Funds, 330 West 9th Street, Kansas City, MO 64105-1514

Regular Accounts

1. New Account Registration for Individuals
Open a new account (non-IRA), including an individual, joint, UGMA/UTMA, trust, or other account.
2. New Account Registration for Legal Entities
Use this form to open a new account for a corporation, limited liability company, partnership, statutory trust, or other type of entity.
3. Change of Registration Form
Change ownership of your existing account or transfer a portion of your account to a new owner.
4. Add-A-Fund Form
Add a new Fund under an existing account registration.

Transfer on Death (TOD) Form
Assign beneficiaries to your non-IRA accounts.

6. Redemption Request Form

Redeem funds from your non-IRA account.

IRA & ESA Accounts

7. IRA Application & Adoption Agreement

Open a new Traditional, Roth, or SEP IRA.

8. IRA Transfer/Direct Rollover of Assets Form

Transfer a Traditional or Roth IRA from another institution or roll over your retirement plan from your former employer to Oakmark.

9. Coverdell Education Savings Account (ESA) Application & Adoption Agreement

Set up an ESA to save for a child's education expenses.

10. Coverdell Education Savings Account (ESA) Transfer of Assets Form

Transfer your ESA from another institution to Oakmark.

11. IRA Distribution Form

Request an IRA distribution.

12. IRA/ESA Beneficiary Designation Form

Designate or change your IRA or ESA beneficiaries.

13. Roth Conversion Form

Convert your existing Oakmark Traditional IRA to an Oakmark Roth IRA.

14. IRA Required Minimum Distribution (RMD) Form

Take an RMD from your Traditional, SEP, or SIMPLE IRA account (for shareholders age 70 1/2 or older).

15. SIMPLE IRA Application & Adoption Agreement

Open a new Savings Incentive Match Plan for Employees of Small Employers (SIMPLE) IRA.

16. SIMPLE IRA Transfer of Assets Form

Transfer a SIMPLE IRA from another institution to Oakmark.


Account Management

17. Shareholder Services Form

Add or change account information, systematic transactions, or distribution options.

18. Letter of Instruction

Make any specific account requests.

19. Durable Power of Attorney (POA) Form

Authorize a Power of Attorney for your account.

20. Form W-9

Certify your Social Security or Tax Identification Number.

21. Payroll Deduction Form

Set up systematic investments directly from your payroll.

22. Checkwriting Signature Form

Establish checkwriting privileges and specify which account owners are authorized signers for checks drawn on your Oakmark Units (money market fund) account.

23. Legal Entity Maintenance Form
Update or add the control individual or beneficial owner(s) of a legal entity.

IRA & ESA Booklets

24. IRA Booklet

Provides descriptions of Traditional and Roth IRAs to help you decide which is right for you.

25. Coverdell Education Savings Account (ESA) Booklet

Contains detailed information about ESAs, including rules about contributions and withdrawals.

26. SIMPLE IRA Booklet

Describes the rules applicable to maintaining and participating in SIMPLE Individual Retirement Accounts.



Note:  The closing NAVs reflect the year-end distributions of Thursday, December 12, 2019. View Historical Distributions.


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CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by Standards and Poor’s Financial Services, LLC, and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service.  The CUSIP Database, © 2011 American Bankers Association.  “CUSIP” is a registered trademark of the American Bankers Association.

Investing in value stocks presents the risk that value stocks may fall out of favor with investors and underperform growth stocks during given periods.

Before investing in any Oakmark Fund, you should carefully consider the Fund's investment objectives, risks, management fees and other expenses. This and other important information is contained in a Fund's prospectus and summary prospectus. Please read the prospectus and summary prospectus carefully before investing. For more information, please call 1-800-OAKMARK (625-6275).

OAKMARK, OAKMARK FUNDS, OAKMARK INTERNATIONAL, and OAKMARK and tree design are trademarks owned or registered by Harris Associates L.P. in the U.S. and/or other countries.

Copyright 2019, Harris Associates Securities L.P., Distributor, Member FINRA.
Date of first use: January 24, 2013.

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